Barry Paul Hadden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Asset Research Ltd

    FRN 563233

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2022)
    • CF30 Customer (14 Mar 2012 to 8 Dec 2019)
    • CF1 Director (14 Mar 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Mar 2012 to 8 Dec 2019)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.