Cavendish Asset Research Ltd

Date authorised
1 April 2013
Companies House
06996588
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    America Farm
    America Road
    Earls Colne
    Colchester
    Essex
    CO6 2LB
    UNITED KINGDOM
    Phone
    +4401787221849

  • Complaints Contact

    America Farm
    America Road
    Earls Colne
    Colchester
    Essex
    CO6 2LB
    UNITED KINGDOM
    Phone
    +4401787221849

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Thomas Ford

    IRN AXF00372

    • SMF3 Executive Director (17 Oct 2022 to 13 Feb 2024)
  • Barry Paul Hadden

    IRN BPH01010

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2022)
    • CF30 Customer (14 Mar 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Mar 2012 to 8 Dec 2019)
    • CF1 Director (14 Mar 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.