Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WATERMEAD FINANCIAL LIMITED (no longer approved here)

    FRN 615369

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 31 Dec 2023)
    • [FCA CF] Client dealing (1 Mar 2021 to 31 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (22 May 2014 to 8 Dec 2019)
    • CF1 Director (22 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 May 2014 to 9 Jun 2014)
  • Watermead Financial Ltd (no longer approved here)

    FRN 208354

    • (7)Employed By (1 Dec 2005 to 21 May 2014)
  • Howard Cox Independent Financial Advisors Ltd (no longer approved here)

    FRN 225399

    • (5)Employed By (24 Jun 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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