Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 31 Dec 2023)
- [FCA CF] Client dealing (1 Mar 2021 to 31 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (22 May 2014 to 8 Dec 2019)
- CF1 Director (22 May 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (22 May 2014 to 9 Jun 2014)
-
- (7)Employed By (1 Dec 2005 to 21 May 2014)
-
- (5)Employed By (24 Jun 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.