Barry John Greening

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEAR FINANCIAL ADVICE LIMITED

    FRN 462810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 29 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 22 Mar 2016)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Feb 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Feb 2007 to 30 Sep 2018)
    • CF1 Director (1 Feb 2007 to 8 Dec 2019)
  • ASCOT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 551744

    • CF1 Director (AR) (17 Sep 2019 to 24 Mar 2020)
  • Cape Berkshire Ltd (no longer approved here)

    FRN 810800

    • Employed By (17 Sep 2019 to 24 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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