Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • SMF3 Executive Director (11 Jul 2023 to 30 Jun 2025)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • SMF3 Executive Director (14 Apr 2023 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Mar 2005 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.