Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (14 Sep 2016 to 5 Dec 2025)
    • [FCA CF] Manager of certification employee (14 Sep 2016 to 5 Dec 2025)
    • [FCA CF] Material risk taker (14 Sep 2016 to 16 Dec 2022)
    • CF30 Customer (11 Oct 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 5 Jul 2011)
    • CF21 Investment Adviser (31 Oct 2003 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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