Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Oct 2015)
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Ayesha Khan
FRN 911888
- Employed By (since 7 Aug 2019)
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- (1)Employed By (1 Oct 2015 to 9 Aug 2019)
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- CF30 Customer (24 Oct 2014 to 30 Sep 2015)
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- CF30 Customer (4 Oct 2013 to 22 Oct 2014)
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- (546)Employed By (4 Oct 2013 to 22 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 13 Oct 2009)
- CF21 Investment Adviser (20 Apr 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anish Sharma Wealth Management Limited
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controlled function added: (1)Employed By at Anish Sharma Wealth Management Limited