Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 13 Sep 2021)
- [FCA CF] Material risk taker (since 11 Nov 2019)
- [FCA CF] Client dealing (since 30 Nov 2017)
- [FCA CF] Manager of certification employee (30 Nov 2017 to 29 Nov 2020)
- [FCA CF] Material risk taker (30 Nov 2017 to 6 Jul 2018)
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 3 Oct 2018)
- [FCA CF] Client dealing (since 1 Nov 2016)
- [FCA CF] Manager of certification employee (since 1 Nov 2016)
- [FCA CF] Material risk taker (1 Nov 2016 to 2 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.