Audrey Mary Lumsden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cairn Independent Limited (no longer approved here)

    FRN 142665

    • CF10 Compliance Oversight (24 Nov 2008 to 6 Apr 2009)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2018)
    • CF1 Director (18 Sep 2007 to 1 Feb 2018)
    • CF24 Pension Transfer Specialist (18 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (24 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.