Audrey Jean Paterson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Integrity Asset Management Limited

    FRN 663308

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF30 Customer (1 Jun 2014 to 14 Nov 2014)
  • AJP Financial Services (1869) (no longer approved here)

    FRN 183121

    • (3)Employed By (1 Oct 1998 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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