Atul Narharidas Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atul Narharidas Patel

    FRN 313934

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2010 to 19 Dec 2012)
    • CF10 Compliance Oversight (9 Jun 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)
    • CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (27 May 2009 to 16 Sep 2009)
  • Regency Financial Services (no longer approved here)

    FRN 185763

    • (1)Employed By (1 Dec 2001 to 16 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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