Atul Narharidas Patel

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Keepers Cottage
    Orpington By Pass
    Badgers Mount
    Sevenoaks
    Kent
    TN14 7AG
    UNITED KINGDOM
    Phone
    +4401959532502
    Web
    https://www.principals.biz

  • Complaints Contact

    Keepers Cottage
    Orpington By Pass
    Badgers Mount
    Sevenoaks
    Kent
    TN14 7AG
    UNITED KINGDOM
    Phone
    +441959532502

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anand Patel

    IRN AXP01070

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
  • Atul Narharidas Patel

    IRN AXP00029

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (9 Jun 2010 to 19 Dec 2012)
    • CF11 Money Laundering Reporting (9 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)
    • CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
  • Mahendra Sheth

    IRN MXS00172

    • Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 7 Dec 2022)
    • Sole trader dealing with clients for which they require qualification (15 Feb 2021 to 7 Dec 2022)
    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 7 Dec 2022)
  • Stephen Hughes

    IRN SXH01030

    • [FCA CF] Functions requiring qualifications (20 Jul 2023 to 10 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.