Ashvin Pankhania

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WATERMEAD FINANCIAL LIMITED

    FRN 615369

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (22 May 2014 to 8 Dec 2019)
    • CF1 Director (22 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 May 2014 to 30 Sep 2018)
  • Reach 4 Solutions Ltd (no longer approved here)

    FRN 232250

    • (9)Employed By (31 Oct 2004 to 8 Dec 2019)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (31 Oct 2004 to 31 Aug 2014)
  • Watermead Financial Ltd (no longer approved here)

    FRN 208354

    • (9)Employed By (1 Dec 2001 to 21 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)Employed By at Reach 4 Solutions Ltd