Ashvin Kumar Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPA FINANCIAL SERVICES LIMITED

    FRN 587254

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
  • INTERFACE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 424729

    • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 31 Mar 2024)
    • [FCA CF] Client dealing (14 Nov 2022 to 31 Mar 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2022)
    • CF30 Customer (28 Aug 2015 to 6 Sep 2022)
    • CF1 Director (AR) (28 Aug 2015 to 6 Sep 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Aug 2015 to 6 Sep 2022)
  • Walsall Financial Services Ltd (no longer approved here)

    FRN 154122

    • (1)Employed By (1 Oct 1998 to 6 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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