INTERFACE FINANCIAL PLANNING LIMITED

• Principal Place of Business

  122 Hamstead Hall Road

  Handsworth Wood

  Birmingham

  West Midlands

  B20 1JB

  UNITED KINGDOM

  Phone

  +4401215544444

  Web

  https://www.interfacefinancialplanning.co.uk

• Complaints Contact

  122 Hamstead Hall Road

  Handsworth Wood

  Birmingham

  West Midlands

  B20 1JB

  UNITED KINGDOM

  Phone

  +4401215544444

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice

  For Retail (Non-Investment Insurance), Funeral plan contract, Rights to interests in (Contractually-based investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · In carrying out any funeral plan distribution activities, the number of funeral plan contracts distributed is limited to 20 per annum. The terms “funeral plan distribution” and “funeral plan contract” have the meanings given in the Glossary to the FCA Handbook

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Retail (Non-Investment Insurance), Funeral plan contract, Rights to interests in (Contractually-based investments)

  Show 2 limitations Hide limitations

  • · In carrying out any funeral plan distribution activities, the number of funeral plan contracts distributed is limited to 20 per annum. The terms “funeral plan distribution” and “funeral plan contract” have the meanings given in the Glossary to the FCA Handbook
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Moran

  IRN AXM00060

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsibility for MCD Intermediation (since 2 Nov 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Mar 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Mar 2005 to 30 Sep 2018)
  • CF1 Director (1 Mar 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Mar 2005 to 31 Mar 2009)
• Ashvin Kumar Patel

  IRN AXP00049

  • [FCA CF] Client dealing (14 Nov 2022 to 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 31 Mar 2024)
• Thomas Owen Moran

  IRN TXM00354

  • [FCA CF] Functions requiring qualifications (28 Mar 2022 to 8 Oct 2024)
  • [FCA CF] Client dealing (4 Mar 2022 to 8 Oct 2024)

No changes recorded yet.