Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sired Ltd

    FRN 1007274

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
    • [FCA CF] Client dealing (since 24 Jun 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (25 Nov 2022 to 16 May 2024)
    • CF30 Customer (24 Nov 2022 to 16 May 2024)
  • Sired Ltd (no longer approved here)

    FRN 955421

    • Employed By (24 Nov 2022 to 16 May 2024)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • [FCA CF] Client dealing (8 Feb 2022 to 15 Aug 2022)
  • GSI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 460572

    • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 26 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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