Ashley Ronald Warren

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF30 Customer (13 Nov 2009 to 26 Mar 2010)
Landesbank Baden-Wurttemberg (no longer approved here)
FRN 204779
- CF30 Customer (7 Mar 2008 to 21 Sep 2009)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (23 Sep 2003 to 16 Jan 2006)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (23 Sep 2003 to 16 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.