Ashish Dafria

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Insurance Limited
FRN 202153
- [FCA CF] Significant management (since 10 Dec 2018)
- [FCA CF] Material risk taker (1 Jan 2023 to 1 Jan 2024)
Aviva Life & Pensions UK Limited
FRN 185896
- SMF18 Other Overall Responsibility (since 14 Dec 2022)
- [FCA CF] Manager of certification employee (1 Aug 2022 to 13 Dec 2022)
- [FCA CF] Significant management (10 Dec 2018 to 13 Dec 2022)
Gresham Insurance Company Limited (no longer approved here)
FRN 202160
- [FCA CF] Significant management (10 Dec 2018 to 21 Jul 2020)
The Ocean Marine Insurance Company Limited (no longer approved here)
FRN 202787
- [FCA CF] Significant management (10 Dec 2018 to 21 Jul 2020)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (19 Dec 2014 to 31 Aug 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.