Arun Subramanian

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2022 to 14 Nov 2023)
    • [FCA CF] Manager of certification employee (24 May 2021 to 14 Nov 2023)
    • [FCA CF] Client dealing (14 Aug 2019 to 14 Nov 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (10 Oct 2018 to 6 Jul 2019)
    • [FCA CF] Client dealing (4 Nov 2016 to 2 Aug 2019)
    • [FCA CF] Material risk taker (4 Nov 2016 to 2 Aug 2019)
    • CF30 Customer (26 Jun 2009 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (10 Oct 2018 to 6 Jul 2019)
    • [FCA CF] Material risk taker (23 May 2017 to 2 Aug 2019)
    • [FCA CF] Client dealing (23 May 2017 to 2 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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