Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2021 to 1 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Dec 2006 to 31 Oct 2007)
- CF1 Director (2 Apr 2004 to 11 Jan 2008)
- CF23 Corporate Finance Adviser (17 May 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (17 May 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 26 Jan 2012)
- CF23 Corporate Finance Adviser (17 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.