Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 26 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Oct 2022)
    • CF3 Chief Executive (1 May 2016 to 8 Dec 2019)
    • CF30 Customer (1 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2016 to 31 Dec 2017)
    • CF10 Compliance Oversight (1 May 2016 to 8 Dec 2019)
    • CF1 Director (1 May 2016 to 8 Dec 2019)
  • Finex LLP (no longer approved here)

    FRN 507537

    • CF2 Non Executive Director (AR) (27 Jun 2019 to 17 Feb 2021)
  • Pension Insurance Corporation plc (no longer approved here)

    FRN 454345

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 30 Jun 2025)
  • Apollo Multi Asset Management LLP (no longer approved here)

    FRN 487458

    • CF2 Non Executive Director (AR) (24 Aug 2017 to 28 Jun 2019)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • SIMF1 Chief Executive Function (7 Mar 2016 to 30 Apr 2016)
    • CF3 Chief Executive (25 Nov 2015 to 6 Mar 2016)
    • CF1 Director (27 Nov 2013 to 30 Apr 2016)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (12 Nov 2012 to 30 Apr 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (12 Nov 2012 to 30 Apr 2016)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF30 Customer (12 Nov 2012 to 30 Apr 2016)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (1 Nov 2007 to 18 Sep 2012)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Aug 2006 to 31 Oct 2007)
    • CF1 Director (12 Mar 2003 to 1 Aug 2006)
    • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF30 Customer (1 Nov 2007 to 18 Sep 2012)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)
    • CF1 Director (12 Mar 2003 to 1 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.