Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier Asset Management (Europe) Limited (no longer approved here)

    FRN 515393

    • [FCA CF] Client dealing (31 Mar 2021 to 31 May 2024)
    • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF4 Partner (11 Nov 2013 to 26 Jun 2017)
    • CF30 Customer (11 Nov 2013 to 26 Jun 2017)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (18 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 May 2002 to 18 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (18 Dec 2002 to 2 Sep 2004)
    • CF22 Investment Adviser (Trainee) (8 May 2002 to 18 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (18 Dec 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (8 May 2002 to 18 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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