Arnaud Florent Bruno Gernath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lombard Odier Asset Management (Europe) Limited
FRN 515393
- [FCA CF] Manager of certification employee (since 20 Mar 2024)
- [FCA CF] Material risk taker (since 14 Jul 2022)
- [FCA CF] Client dealing (since 23 Mar 2021)
- CF30 Customer (7 Dec 2011 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (9 Sep 2008 to 17 Feb 2009)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 17 Aug 2008)
- CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 17 Aug 2008)
- CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.