Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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C. HOARE & CO.
FRN 122093
- SMF3 Executive Director (since 7 Mar 2016)
- Responsible for Insurance Distribution (1 Oct 2018 to 11 Jun 2025)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (3 Apr 2006 to 31 Oct 2007)
- CF14 Risk Assessment (3 Apr 2006 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.