Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF30 Customer (4 May 2011 to 4 May 2011)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF22 Investment Adviser (Trainee) (9 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (9 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.