Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2023)
    • [FCA CF] Client dealing (since 7 Feb 2023)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (19 Jan 2023 to 23 Jan 2023)
    • [FCA CF] Functions requiring qualifications (19 Jan 2023 to 23 Jan 2023)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (30 Nov 2016 to 31 May 2017)
    • CF30 Customer (30 Nov 2016 to 31 May 2017)
  • Tony Thomas Wealth Management Ltd (no longer approved here)

    FRN 764953

    • Employed By (30 Nov 2016 to 31 May 2017)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (9 Aug 2016 to 25 Oct 2016)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (26 Aug 2015 to 25 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.