Antony Robin Hales

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stadia Trustees Ltd (no longer approved here)

    FRN 464763

    • CF10 Compliance Oversight (1 Apr 2010 to 13 May 2016)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 13 May 2016)
    • CF30 Customer (1 Nov 2007 to 8 Jan 2013)
    • CF28 Systems and controls (1 Nov 2007 to 13 May 2016)
    • Responsible for Insurance Mediation (18 Jul 2007 to 13 May 2016)
    • CF1 Director (18 Jul 2007 to 13 May 2016)
    • CF13 Finance (18 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • Capel Court Limited (no longer approved here)

    FRN 154146

    • CF10 Compliance Oversight (1 Dec 2001 to 3 Jul 2006)
    • CF1 Director (1 Dec 2001 to 31 Jul 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jul 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 3 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.