Date authorised
1 April 2013
Companies House
05751640
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    654 The Crescent
    Colchester Business Park
    Colchester
    Essex
    CO4 9YQ
    UNITED KINGDOM
    Phone
    +4401206594020
  • Complaints Contact

    654 The Crescent
    Colchester Business Park
    Colchester
    Essex
    CO4 9YQ
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Ellen Redgewell

    IRN AER01060

    • CF10a CASS Oversight function (29 Sep 2015 to 13 May 2016)
    • CF1 Director (3 Dec 2013 to 13 May 2016)
  • Antony Robin Hales

    IRN ARH00001

    • CF10 Compliance Oversight (1 Apr 2010 to 13 May 2016)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 13 May 2016)
    • CF30 Customer (1 Nov 2007 to 8 Jan 2013)
    • CF28 Systems and controls (1 Nov 2007 to 13 May 2016)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (18 Jul 2007 to 13 May 2016)
    • CF13 Finance (18 Jul 2007 to 31 Oct 2007)
    • CF1 Director (18 Jul 2007 to 13 May 2016)
  • Bryan Campbell Johnston

    IRN BCJ01013

    • CF2 Non Executive Director (18 Jul 2007 to 8 Jan 2013)
  • Jason Charles Burman

    IRN JCB01178

    • CF10a CASS Oversight function (1 Oct 2011 to 1 Jun 2012)
    • CF29 Significant management (27 Sep 2011 to 1 Jun 2012)
  • Melony Louise Holman

    IRN MLH01077

    • CF1 Director (18 Jul 2007 to 1 Apr 2010)
    • CF10 Compliance Oversight (18 Jul 2007 to 1 Apr 2010)
    • CF11 Money Laundering Reporting (18 Jul 2007 to 1 Apr 2010)
    • CF8 Apportionment and Oversight (18 Jul 2007 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.