Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Material risk taker (28 Jul 2023 to 9 Oct 2025)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • SMF7 Group Entity Senior Manager (5 Mar 2020 to 30 May 2023)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • SMF1 Chief Executive (5 Mar 2020 to 30 May 2023)
    • SMF3 Executive Director (5 Mar 2020 to 30 May 2023)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • SMF7 Group Entity Senior Manager (5 Mar 2020 to 30 May 2023)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • SMF7 Group Entity Senior Manager (5 Mar 2020 to 14 Feb 2023)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF3 Executive Director (10 Dec 2018 to 30 May 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 30 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 May 2023)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (2 Mar 2016 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Mar 2016 to 6 Mar 2016)
    • CF3 Chief Executive (2 Mar 2016 to 6 Mar 2016)
    • CF1 Director (2 Mar 2016 to 9 Dec 2018)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF1 Chief Executive (10 Dec 2018 to 30 May 2023)
    • SMF3 Executive Director (10 Dec 2018 to 30 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 May 2023)
    • SIMF1 Chief Executive Function (5 Jan 2017 to 9 Dec 2018)
    • CF1 Director (2 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (2 Mar 2016 to 30 Sep 2018)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF1 Chief Executive (10 Dec 2018 to 30 May 2023)
    • SMF3 Executive Director (10 Dec 2018 to 30 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 May 2023)
    • SIMF1 Chief Executive Function (5 Jan 2017 to 9 Dec 2018)
    • CF1 Director (2 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (2 Mar 2016 to 30 Sep 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF18 Other Overall Responsibility (4 Sep 2017 to 30 May 2023)
    • Responsible for Insurance Mediation (2 Mar 2016 to 2 Mar 2016)
    • CF29 Significant management (19 May 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (4 Sep 2017 to 30 May 2023)
    • Responsible for Insurance Mediation (2 Mar 2016 to 2 Mar 2016)
    • CF29 Significant management (19 May 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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