Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (22 Jul 2021 to 17 Apr 2026)
- SMF3 Executive Director (22 Jul 2021 to 17 Apr 2026)
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- [FCA CF] Material risk taker (18 Dec 2020 to 19 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Dec 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Mar 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Mar 2021)
- CF30 Customer (25 Sep 2008 to 7 Sep 2009)
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- [FCA CF] Material risk taker (18 Dec 2020 to 19 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Dec 2020)
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- [FCA CF] Client dealing (7 Mar 2016 to 3 Mar 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Mar 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 3 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Mar 2021)
- CF30 Customer (25 Sep 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.