Sparta Capital Management Ltd

• Principal Place of Business

  Sparta Capital Management Ltd

  1 Knightsbridge Green

  London

  Westminster

  SW1X 7QA

  UNITED KINGDOM

  Phone

  +442033101900

  Web

  https://spartacapital.co.uk

• Complaints Contact

  1 Knightsbridge Green

  London

  SW1X 7QA

  UNITED KINGDOM

  Phone

  +442033101900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonin Victor Guillaume Jullier

  IRN AVJ01001

  • [FCA CF] Client dealing (22 Jul 2021 to 17 Apr 2026)
  • SMF3 Executive Director (22 Jul 2021 to 17 Apr 2026)
• Benjamin Boss

  IRN BXB18006

  • [FCA CF] Client dealing (2 Aug 2021 to 30 Sep 2021)
• Cedric Jacques Roger Boghanim

  IRN CXB01359

  • SMF3 Executive Director (since 3 Aug 2022)
  • [FCA CF] Client dealing (since 22 Jul 2021)
• Franck Gaston Tuil

  IRN FGT01008

  • [FCA CF] Client dealing (since 22 Jul 2021)
  • SMF3 Executive Director (since 22 Jul 2021)
• Gilles Emile Andre Fretigne

  IRN GXF01087

  • SMF16 Compliance Oversight (since 22 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2021)
  • SMF3 Executive Director (since 22 Jul 2021)
• Guillaume Thomas Sarlat

  IRN GXS01997

  • SMF3 Executive Director (2 Feb 2022 to 6 Jul 2022)
  • [FCA CF] Client dealing (22 Jul 2021 to 11 Jul 2022)
• James Alexander Peacock

  IRN JXP00310

  • [FCA CF] Client dealing (since 10 Mar 2023)
• James Harold Stuart

  IRN JXS00978

  • [FCA CF] Client dealing (16 May 2022 to 1 Apr 2025)
• James Kong

  IRN JXK00888

  • [FCA CF] Client dealing (since 8 Mar 2026)
• Jan Hirt-Reger

  IRN JXH00203

  • [FCA CF] Client dealing (2 Sep 2024 to 18 Jul 2025)

No changes recorded yet.