Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Aug 2016 to 31 Mar 2022)
- [FCA CF] Material risk taker (31 Aug 2016 to 31 Mar 2022)
- [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
- CF30 Customer (25 Jul 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.