Anthony William Fordham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Oct 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 8 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Oct 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Significant management (7 Mar 2016 to 15 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Jul 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Jul 2021)
    • CF30 Customer (1 May 2014 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 8 Oct 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Oct 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 8 Oct 2018)
    • CF30 Customer (1 May 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.