Anthony Valentine Carty

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifton Compliance Services Ltd

    FRN 480676

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 12 Aug 2019)
    • Responsibility for MCD Intermediation (since 31 Aug 2016)
    • CF30 Customer (since 21 Aug 2008)
    • CF1 Director (AR) (since 21 Aug 2008)
    • CF1 Director (19 Oct 2015 to 8 Dec 2019)
  • CLIFTON CONSULTING LIMITED

    FRN 541544

    • Employed By (since 28 Mar 2011)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (28 Mar 2011 to 6 Nov 2024)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (30 Jul 2001 to 18 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Six Q Financial Planning Limited

  2. controlled function added: (18)SMF3 Executive Director at Six Q Financial Planning Limited

  3. controlled function removed: SMF3 Executive Director at Lifestyle Pensions and Investments Ltd

  4. controlled function removed: Responsible for Insurance Distribution at Lifestyle Pensions and Investments Ltd

  5. controlled function added: (6)Responsible for Insurance Distribution at Lifestyle Pensions and Investments Ltd

  6. controlled function added: (7)SMF3 Executive Director at Lifestyle Pensions and Investments Ltd