Anthony Robert Bray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (85)Employed By (14 Jun 2013 to 31 Jan 2014)
Charles Derby Wealth Ltd (no longer approved here)
FRN 505189
- Employed By (21 Sep 2009 to 14 Jun 2013)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (1 Nov 2007 to 31 Jan 2014)
- CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 May 2006 to 30 Nov 2006)
Openwork Limited (no longer approved here)
FRN 408285
- CF21 Investment Adviser (15 Aug 2005 to 18 May 2006)
- CF22 Investment Adviser (Trainee) (13 Jun 2005 to 15 Aug 2005)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.