Anthony Peter Earnshaw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2022 to 13 Aug 2024)
  • Schroders IS Limited

    FRN 195028

    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 8 Aug 2022)
  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2006 to 7 Nov 2006)
  • Schroder Investment Management North America Limited

    FRN 144543

    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2006 to 7 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.