Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 26 Mar 2009)
    • CF26 Customer Trading (27 Jul 2006 to 31 Oct 2007)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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