Anthony Michael Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Material risk taker (22 Mar 2024 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 1 Jul 2025)
    • [FCA CF] Significant management (15 Feb 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (15 Feb 2020 to 1 Jul 2025)
    • CF30 Customer (14 Sep 2017 to 8 Dec 2019)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (1 Jan 2024 to 1 Jul 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (2 Feb 2023 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (15 Feb 2020 to 1 Jul 2025)
    • [FCA CF] Client dealing (15 Feb 2020 to 1 Jul 2025)
    • [FCA CF] Significant management (15 Feb 2020 to 14 Feb 2021)
    • CF30 Customer (23 Apr 2014 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Significant management (10 Dec 2018 to 9 Feb 2024)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Significant management (10 Dec 2018 to 9 Feb 2024)
  • LENDLEASE REAL ESTATE INVESTMENTS (EUROPE) LIMITED (no longer approved here)

    FRN 189452

    • CF3 Chief Executive (15 Jul 2008 to 8 Nov 2013)
    • CF1 Director (19 Feb 2008 to 8 Nov 2013)
    • CF30 Customer (19 Feb 2008 to 8 Nov 2013)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • CF30 Customer (1 Nov 2007 to 7 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.