Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (22 Jan 2022 to 5 Sep 2025)
    • [FCA CF] Material risk taker (22 Jan 2022 to 5 Sep 2025)
    • [FCA CF] Manager of certification employee (22 Jan 2022 to 13 Aug 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (28 May 2013 to 2 Mar 2015)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (26 Apr 2011 to 19 May 2013)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF27 Investment Management (6 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.