Anthony Kevin Mason

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2019)
    • CF30 Customer (since 21 Nov 2013)
    • [FCA CF] Client dealing (10 Dec 2019 to 3 Jul 2023)
  • A K M Financial Wealth Ltd

    FRN 843234

    • (1)Employed By (since 27 Jun 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (27 Sep 2010 to 31 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (22 Jan 2008 to 16 Sep 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at A K M Financial Wealth Ltd

  2. controlled function added: (1)Employed By at A K M Financial Wealth Ltd