Anthony John Millington Willis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Willis Welby LLP

    FRN 510107

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • CF30 Customer (1 Nov 2007 to 13 Feb 2009)
    • CF1 Director (2 Mar 2004 to 10 Dec 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.