Willis Welby LLP

Date authorised
1 April 2013
Companies House
OC349305
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Church Street
    Esher
    Surrey
    KT10 8QS
    UNITED KINGDOM
    Phone
    +4407769742774
    Web
    https://www.williswelby.com

  • Complaints Contact

    13 Church Street
    Esher
    Surrey
    KT10 8QS
    UNITED KINGDOM
    Phone
    +4407769742774

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Willis Welby Services Ltd

    IRN XXW01047

    • CF4 Partner (1 Apr 2010 to 12 Feb 2016)
  • Anthony John Millington Willis

    IRN AJW01216

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 1 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • David James Michael Heilbron

    IRN DJH01216

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 1 Jan 2020)
    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Gareth John Rudd

    IRN GJR01044

    • CF30 Customer (13 May 2010 to 22 Sep 2017)
    • CF4 Partner (13 May 2010 to 22 Sep 2017)
  • Graham Paul Moynes

    IRN GPM01038

    • CF30 Customer (15 Jan 2013 to 26 May 2016)
    • CF4 Partner (15 Jan 2013 to 26 May 2016)
  • Julius Welby

    IRN JXW02481

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2020)
    • CF4 Partner (14 Oct 2015 to 8 Dec 2019)
  • Max Hyman Welby

    IRN MHW01024

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2020)
    • CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2010 to 8 Dec 2019)
  • Peter John Stevens

    IRN PJS01379

    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2020)
    • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
    • CF3 Chief Executive (18 Nov 2015 to 8 Dec 2019)
    • CF4 Partner (18 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.