Anthony John Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DHFS Davies Harris Financial Services Limited (no longer approved here)

    FRN 428827

    • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
    • Responsible for Insurance Mediation (10 May 2005 to 24 Dec 2008)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (10 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 May 2005 to 24 Dec 2008)
    • CF1 Director (10 May 2005 to 24 Dec 2008)
    • CF11 Money Laundering Reporting (10 May 2005 to 24 Dec 2008)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (10 Jun 2004 to 23 May 2005)
  • Nick Davies Financial Services (no longer approved here)

    FRN 231853

    • Employed By (10 Jun 2004 to 23 May 2005)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.