Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (G&P) Ltd
FRN 142752
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
- [FCA CF] Client dealing (since 9 Apr 2024)
- CF30 Customer (since 18 Feb 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
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Finli (GPHerts) Ltd
FRN 615821
- (2)Employed By (since 26 Mar 2019)
- (8)Employed By (25 Feb 2014 to 21 Feb 2019)
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- CF30 Customer (25 Feb 2014 to 21 Feb 2019)
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- (4)Employed By (1 Sep 1999 to 31 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (GPHerts) Ltd
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controlled function added: (8)Employed By at Finli (GPHerts) Ltd
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controlled function added: (2)Employed By at Finli (GPHerts) Ltd