Anthony Herbert Thompson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
    • [FCA CF] Client dealing (since 3 Mar 2025)
  • Watermark Wealth Management Limited (no longer approved here)

    FRN 828533

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2025)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (4 Oct 2012 to 29 Oct 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.