Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2016)
    • CF30 Customer (6 Sep 2010 to 22 Feb 2016)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF30 Customer (1 Nov 2007 to 14 Jun 2010)
    • CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Dec 2005 to 17 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.