Anthony Charles Beaven

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (6 Jan 2004 to 18 May 2004)
- CF22 Investment Adviser (Trainee) (13 Feb 2003 to 6 Jan 2004)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF22 Investment Adviser (Trainee) (8 Oct 2002 to 24 Jan 2003)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.