Anthony Bray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (2 Oct 2017 to 8 Apr 2019)
- [FCA CF] Manager of certification employee (2 Oct 2017 to 8 Apr 2019)
Pelham Capital Ltd (no longer approved here)
FRN 615375
- CF30 Customer (1 Sep 2015 to 28 Apr 2017)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (12 Feb 2014 to 28 Jun 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (30 Sep 2011 to 20 Sep 2012)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (13 Oct 2008 to 14 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.