Anne Wilkins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RHA Financial Associates

    FRN 793506

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Feb 2018 to 8 Dec 2019)
  • Hestia Wealth (no longer approved here)

    FRN 430426

    • CF4 Partner (18 Nov 2014 to 28 Feb 2018)
    • CF30 Customer (18 Nov 2014 to 28 Feb 2018)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (24 Feb 2014 to 25 Nov 2014)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (6 Oct 2010 to 30 Jan 2013)
  • CRN Financial Management Services Ltd (no longer approved here)

    FRN 159225

    • Employed By (20 Jun 2003 to 29 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.