Hestia Wealth

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Carleton Street
    Portadown
    Craigavon
    County Armagh
    BT62 3EP
    UNITED KINGDOM
    Phone
    +4402838392400
    Web
    https://www.hestiawealth.co.uk

  • Complaints Contact

    30 Carleton Street
    Portadown
    Craigavon
    County Armagh
    BT62 3EP
    UNITED KINGDOM
    Phone
    +4402838392400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Wilkins

    IRN AXW01405

    • CF30 Customer (18 Nov 2014 to 28 Feb 2018)
    • CF4 Partner (18 Nov 2014 to 28 Feb 2018)
  • David Houston

    IRN DXH01704

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF22 Investment Adviser (Trainee) (16 Jul 2007 to 31 Oct 2007)
  • Diane Cullen

    IRN DXC01736

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Feb 2022)
    • CF11 Money Laundering Reporting (14 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Jan 2016 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 31 May 2007)
    • CF4 Partner (1 Jun 2005 to 8 Dec 2019)
  • William James Lithco Nixon

    IRN WJN00005

    • SMF27 Partner (9 Dec 2019 to 22 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2005 to 11 Jan 2016)
    • CF11 Money Laundering Reporting (1 Jun 2005 to 11 Jan 2016)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Jun 2005 to 31 Mar 2009)
    • CF4 Partner (1 Jun 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2005 to 11 Jan 2016)
  • William Samuel Andrew Glover

    IRN WSG00005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (19 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Re Max Properties (no longer appointed)

    FRN 482246 · Appointed 21 Apr 2008 · Until 18 Sep 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.